Enhance your career with ISO-IEC-27001-Lead-Auditor PDF Dumps - True PECB Exam Questions
New (2024) Download free ISO-IEC-27001-Lead-Auditor PDF for PECB Practice Tests
PECB ISO-IEC-27001-Lead-Auditor exam is an essential certification for professionals who want to become experts in auditing information security management systems. PECB Certified ISO/IEC 27001 Lead Auditor exam certification is highly valued by organizations and demonstrates that the holder has the necessary skills and knowledge to conduct effective audits that meet the requirements of ISO/IEC 27001. If you are looking to enhance your career in information security management, then the PECB ISO-IEC-27001-Lead-Auditor certification is definitely worth considering.
PECB ISO-IEC-27001-Lead-Auditor (PECB Certified ISO/IEC 27001 Lead Auditor) Certification Exam is designed to test an individual’s knowledge and skills in leading and managing an information security management system (ISMS) audit team. ISO-IEC-27001-Lead-Auditor exam is based on the ISO/IEC 27001:2013 international standard for information security management systems and covers topics such as risk assessment, audit planning and preparation, audit execution and reporting, and continual improvement of the ISMS.
NEW QUESTION # 40
What is the worst possible action that an employee may receive for sharing his or her password or access with others?
- A. The lowest rating on his or her performance assessment
- B. Termination
- C. Forced roll off from the project
- D. Three days suspension from work
Answer: B
Explanation:
The worst possible action that an employee may receive for sharing his or her password or access with others is termination, because this is a serious breach of the organization's information security policy and access control policy. Sharing password or access with others may allow unauthorized users to access sensitive or confidential information, or to perform malicious or fraudulent activities on behalf of the employee. The employee should keep his or her password or access confidential and secure, and should not disclose it to anyone under any circumstances. Reference: [CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course], [ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements], Example of an information security policy, Example of an access control policy
NEW QUESTION # 41
Which two of the following phrases would apply to "plan" in relation to the Plan-Do-Check-Act cycle for a business process?
- A. Organising changes
- B. Retaining documentation
- C. Providing ICT assets
- D. Training staff
- E. Retaining documentation
- F. Setting objectives
Answer: D,F
Explanation:
Explanation
The Plan-Do-Check-Act (PDCA) cycle is a four-step method for implementing and improving processes, products, or services. The "plan" phase involves establishing the objectives and processes necessary to deliver the desired results. This may include setting SMART goals, identifying resources, defining roles and responsibilities, conducting risk assessments, and developing plans for training, communication, and monitoring.
References:
* ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) objectives and content from Quality.org and PECB
* ISO 19011:2018 Guidelines for auditing management systems [Section 5.3.1]
NEW QUESTION # 42
Which two of the following options for information are not required for audit planning of a certification audit?
- A. The working experience of the management system representative
- B. An organisation's financial statement
- C. An audit plan
- D. An audit checklist
- E. A sampling plan
- F. A document review
Answer: A,B
Explanation:
These two options are not required for audit planning of a certification audit, as they are not relevant to the audit objectives, scope, criteria, and methods. The working experience of the management system representative is not a requirement of ISO/IEC 27001, nor does it affect the conformity or effectiveness of the ISMS. The organisation's financial statement is not part of the ISMS documentation, nor does it provide evidence of the ISMS performance or improvement. The other options are required for audit planning, as they help to determine the audit activities, resources, schedule, and sampling strategy. References: PECB Candidate Handbook1, page 19-20; ISO 9001 Auditing Practices Group Guidance on2, page 1-2; ISO/IEC 27001:2022 (en)3, clause 9.2.
NEW QUESTION # 43
After a devastating office fire, all staff are moved to other branches of the company. At what moment in the incident management process is this measure effectuated?
- A. Between classification and escalation
- B. Between recovery and normal operations
- C. Between detection and classification
- D. Between incident and damage
Answer: D
NEW QUESTION # 44
Review the following statements and determine which two are false:
- A. Auditors approved for conducting onsite audits do not require additional training for virtual audits, as there are no significant differences in the skillset required
- B. During a virtual audit, auditees participating in interviews are strongly recommended to keep their webcam enabled
- C. The number of days assigned to a third-party audit is determined by the auditee's availability
- D. The selection of onsite, virtual or combination audits should take into consideration historical performance and previous audit results
- E. Due to confidentiality and security concerns, screen sharing during a virtual audit is one method by which the audit team can review the auditee's documentation
- F. Conducting a technology check in advance of a virtual audit can improve the effectiveness and efficiency of the audit
Answer: A,C
Explanation:
* A: Auditors approved for conducting onsite audits do require additional training for virtual audits to ensure they are competent in using the technology and tools required for conducting audits remotely12.
* E: The number of days assigned to a third-party audit is not determined by the auditee's availability, but rather by factors such as the size and complexity of the organization, the scope of the audit, and the requirements of the certification body34.
References: The answers are verified based on the content and objectives of the ISMS ISO/IEC 27001 Lead Auditor course, as well as the guidelines provided in the reference materials and documents related to the course.
NEW QUESTION # 45
Auditors need to communicate effectively with auditees. Therefore, their personal behaviour is a key characteristic needed to ensure a successful audit. Below there are the characteristics and a brief related description. Match the characteristics to the descriptions.
Answer:
Explanation:
Explanation
The possible matches of the characteristics to the descriptions are:
Tenacious: Persistent and focused on objectives
Ethical: Fair, truthful, sincere, honest, discreet
Diplomatic: Tactful in dealing with individuals
Observant: Actively observing surroundings/activities
Perceptive: Aware of and able to understand situations
Open to improvement: Willing to learn from situations
NEW QUESTION # 46
Information has a number of reliability aspects. Reliability is constantly being threatened. Examples of threats are: a cable becomes loose, someone alters information by accident, data is used privately or is falsified.
Which of these examples is a threat to integrity?
- A. private use of data
- B. accidental alteration of data
- C. a loose cable
- D. System restart
Answer: B
Explanation:
Explanation
A threat to integrity is anything that can compromise the accuracy, completeness or authenticity of information. Accidental alteration of data is an example of such a threat, as it can cause information to be incorrect or inconsistent. A loose cable, a system restart or a private use of data are not threats to integrity, but rather to availability or confidentiality. ISO/IEC 27001:2022 defines integrity as "property of accuracy and completeness" (see clause 3.24). References: [CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course], ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements, What is Integrity?
NEW QUESTION # 47
Which of the following does an Asset Register contain? (Choose two)
- A. Asset Owner
- B. Asset Type
- C. Asset Modifier
- D. Process ID
Answer: A,B
Explanation:
Explanation
An asset register is a document that contains information about the assets associated with information and information processing facilities within the scope of the information security management system. An asset register should include, among other things, the asset type and the asset owner. The asset type is a category or classification of the asset, such as hardware, software, data, document, service, etc. The asset owner is a person or entity that has been assigned the responsibility for managing and protecting the asset throughout its lifecycle. The asset type and the asset owner are important information for identifying and controlling the assets, as well as for performing risk assessments and applying security controls. ISO/IEC 27001:2022 requires the organization to maintain an inventory of assets within the scope of the information security management system (see clause A.8.1.1). References: CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course, ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements, What is an Asset Register?
NEW QUESTION # 48
You are performing an ISO 27001 ISMS surveillance audit at a residential nursing home, ABC Healthcare Services. ABC uses a healthcare mobile app designed and maintained by a supplier, WeCare, to monitor residents' well-being. During the audit, you learn that 90% of the residents' family members regularly receive medical device advertisements from WeCare, by email and SMS once a week. The service agreement between ABC and WeCare prohibits the supplier from using residents' personal data. ABC has received many complaints from residents and their family members.
The Service Manager says that the complaints were investigated as an information security incident which found that they were justified.
Corrective actions have been planned and implemented according to the nonconformity and corrective action management procedure.
You write a nonconformity "ABC failed to comply with information security control A.5.34 (Privacy and protection of PII) relating to the personal data of residents' and their family members. A supplier, WeCare, used residents' personal information to send advertisements to family members." Select three options of the corrections and corrective actions listed that you would expect ABC to make in response to the nonconformity.
- A. ABC confirms that information security control A.5.34 is contained in the Statement of Applicability (SoA).
- B. ABC periodically monitors compliance with all applicable legislation and contractual requirements involving third parties.
- C. ABC trains all staff on the importance of maintaining information security protocols.
- D. ABC discontinues the use of the ABC Healthcare mobile app.
- E. ABC introduces background checks on information security performance for all suppliers.
- F. ABC takes legal action against WeCare for breach of contract.
- G. ABC cancels the service agreement with WeCare.
- H. ABC asks an ISMS consultant to test the ABC Healthcare mobile app for protection against cyber-crime.
Answer: B,E,G
Explanation:
Explanation
The three options of the corrections and corrective actions listed that you would expect ABC to make in response to the nonconformity are:
B: ABC cancels the service agreement with WeCare.
E: ABC introduces background checks on information security performance for all suppliers.
F: ABC periodically monitors compliance with all applicable legislation and contractual requirements involving third parties.
B: This option is a possible correction and corrective action that ABC could take to address the nonconformity. A correction is the action taken to eliminate a detected nonconformity, while a corrective action is the action taken to eliminate the cause of a nonconformity and to prevent its recurrence1. By cancelling the service agreement with WeCare, ABC could stop the unauthorized use of residents' personal data and protect their privacy and rights. This could also prevent further complaints and legal issues from the residents and their family members. However, this option may also have some drawbacks, such as the loss of a service provider, the need to find an alternative solution, and the potential impact on the residents' well-being.
E: This option is a possible corrective action that ABC could take to address the nonconformity. By introducing background checks on information security performance for all suppliers, ABC could ensure that they select and work with reliable and trustworthy partners who respect the confidentiality, integrity, and availability of the information they handle. This could also help ABC to comply with information security control A.15.1.1 (Information security policy for supplier relationships), which requires the organisation to agree and document information security requirements for mitigating the risks associated with supplier access to the organisation's assets2.
F: This option is a possible corrective action that ABC could take to address the nonconformity. By periodically monitoring compliance with all applicable legislation and contractual requirements involving third parties, ABC could verify that the suppliers are fulfilling their obligations and responsibilities regarding information security. This could also help ABC to comply with information security control A.18.1.1 (Identification of applicable legislation and contractual requirements), which requires the organisation to identify, document, and keep up to date the relevant legislative, regulatory, contractual, and other requirements to which the organisation is subject3.
References:
1: ISO 27000:2018 - Information technology - Security techniques - Information security management systems - Overview and vocabulary, clause 3.9 and 3.10 2: ISO/IEC 27001:2022 - Information technology
- Security techniques - Information security management systems - Requirements, Annex A, control A.15.1.1 3: ISO/IEC 27001:2022 - Information technology - Security techniques - Information security management systems - Requirements, Annex A, control A.18.1.1
NEW QUESTION # 49
After completing Stage 1 and in preparation for a Stage 2 initial certification audit, the auditee informs the audit team leader that they wish to extend the audit scope to include two additional sites that have recently been acquired by the organisation.
Considering this information, what action would you expect the audit team leader to take?
- A. Arrange to complete a remote Stage 1 audit of the two sites using a video conferencing platform
- B. Inform the auditee that the request can be accepted but a full Stage 1 audit must be repeated
- C. Obtain information about the additional sites to inform the certification body
- D. Increase the length of the Stage 2 audit to include the extra sites
Answer: C
Explanation:
Explanation
According to ISO/IEC 17021-1, which specifies the requirements for bodies providing audit and certification of management systems, a certification body should establish criteria for determining audit time and audit team composition based on factors such as the scope of certification, size and complexity of the organization, risks associated with its activities, etc2. Therefore, if an auditee requests to extend the audit scope to include two additional sites after completing Stage 1 of an initial certification audit, the audit team leader should obtain information about the additional sites to inform the certification body, so that they can review and approve the change in scope and adjust the audit time and audit team accordingly2. The other options are not appropriate actions for the audit team leader to take in this situation. For example, increasing the length of the Stage 2 audit to include the extra sites without informing the certification body may violate their procedures and policies; arranging to complete a remote Stage 1 audit of the two sites using a video conferencing platform may not be feasible or effective depending on the nature and location of the sites; and informing the auditee that the request can be accepted but a full Stage 1 audit must be repeated may not be necessary or reasonable if there are no significant changes in the auditee's ISMS since Stage 12. References: ISO/IEC 17021-1:2015 - Conformity assessment - Requirements for bodies providing audit and certification of management systems - Part 1: Requirements
NEW QUESTION # 50
Changes to the information processing facilities shall be done in controlled manner.
- A. False
- B. True
Answer: B
Explanation:
Explanation
Changes to the information processing facilities shall be done in a controlled manner, according to clause
12.1.2 of ISO/IEC 27001:2022. This is to ensure that the security of information and systems is not compromised by the changes, and that the changes are authorized, documented, tested, and approved before implementation. References: : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page 63. :
ISO/IEC 27001:2022, clause 12.1.2.
NEW QUESTION # 51
You are an experienced ISMS audit team leader providing guidance to an auditor in training. She asks you why it is important to have specific criteria relating to the grading of nonconformities.
Which one of the following responses is correct?
- A. Because grading criteria provide a common basis for the evaluation of nonconformities across the organization
- B. Because the establishment and implementation of grading criteria demonstrate a high level of commitment to the corrective action process
- C. Because ISO/IEC 27001:2022 requires it
- D. Because grading criteria will ensure that all auditors score nonconformities in exactly the same way
Answer: A
Explanation:
The correct response is A, because grading criteria provide a common basis for the evaluation of nonconformities across the organization. Grading criteria are the rules or standards that define the severity or impact of nonconformities, and help to determine the appropriate corrective actions and follow-up activities.
Grading criteria are important for several reasons, such as:
* They ensure consistency and objectivity in the assessment and reporting of nonconformities, and avoid subjective or arbitrary judgments.
* They facilitate the communication and understanding of nonconformities among the auditors, the auditees, and the audit clients, and enable the comparison and benchmarking of nonconformities across different processes, functions, or locations.
* They support the prioritization and allocation of resources for the resolution of nonconformities, and the monitoring and measurement of the effectiveness of the corrective actions.
* They demonstrate the commitment and accountability of the organization to the continual improvement of the ISMS, and the compliance with the ISMS requirements and expectations.
References:
* ISO/IEC 27001:2022, Information technology - Security techniques - Information security management systems - Requirements1
* PECB Candidate Handbook ISO/IEC 27001 Lead Auditor2
* ISO 27001:2022 Lead Auditor - PECB3
* ISO 27001:2022 certified ISMS lead auditor - Jisc4
* ISO/IEC 27001:2022 Lead Auditor Transition Training Course5
* ISO 27001 - Information Security Lead Auditor Course - PwC Training Academy
* ISO 19011:2022, Guidelines for auditing management systems
NEW QUESTION # 52
Information Security is a matter of building and maintaining ________ .
- A. Confidentiality
- B. Protection
- C. Firewalls
- D. Trust
Answer: D
NEW QUESTION # 53
You are the audit team leader conducting a third-party audit of an online insurance company. During Stage 1, you found that the organization took a very cautious risk approach and included all the information security controls in ISO/IEC 27001:2022 Appendix A in their Statement of Applicability.
During the Stage 2 audit, your audit team found that there was no evidence of a risk treatment plan for the implementation of the three controls (5.3 Segregation of duties, 6.1 Screening, 7.12 Cabling security). You raise a nonconformity against clause 6.1.3.e of ISO 27001:2022.
At the closing meeting, the Technical Director issues an extract from an amended Statement of Applicability (as shown) and asks for the nonconformity to be withdrawn.
Select three options of the correct responses of an audit team leader to the request of the Technical Director.
- A. Advise management that the information provided will be reviewed when the auditors have more time.
- B. Advise the Technical Director that the nonconformity must stand since the evidence obtained for it was clear.
- C. Review the documentation produced and withdraw the nonconformity.
- D. Inform the Technical Director that the nonconformity will be changed to an Opportunity for Improvement.
- E. Ask the auditor who raised the issue for their opinion on how you should respond to the request.
- F. Advise the Technical Director that once a nonconformity is raised it cannot be withdrawn.
- G. Advise the Technical Director that his request will be included in the audit report.
- H. State that a follow up audit will be necessary to review the evidence for the updated Statement of Applicability.
Answer: B,G,H
Explanation:
Explanation
The three options of the correct responses of an audit team leader to the request of the Technical Director are:
B: Advise the Technical Director that his request will be included in the audit report.
D: Advise the Technical Director that the nonconformity must stand since the evidence obtained for it was clear.
H: State that a follow up audit will be necessary to review the evidence for the updated Statement of Applicability.
B: This response is correct because the audit team leader should document the request of the Technical Director and include it in the audit report, along with the audit findings and conclusions12. This will ensure transparency and traceability of the audit process and the audit results.
D: This response is correct because the audit team leader should not withdraw the nonconformity based on the amended Statement of Applicability alone. The nonconformity was raised against clause 6.1.3.e of ISO 27001:2022, which requires the organisation to produce and maintain a risk treatment plan that defines how the information security risks are treated, including the controls selected and their implementation status34. The Statement of Applicability is only one part of the risk treatment plan, and it does not provide sufficient evidence that the controls have been implemented effectively. The audit team leader should base the nonconformity on the objective evidence obtained during the audit, not on the subjective claims of the auditee12.
H: This response is correct because the audit team leader should state that a follow up audit will be necessary to review the evidence for the updated Statement of Applicability. A follow up audit is an audit that is conducted after a previous audit to verify the implementation and effectiveness of the corrective actions and/or opportunities for improvement that were agreed upon as a result of the previous audit56. The follow up audit should seek to ensure that the nonconformity has been effectively addressed and that the ISMS is compliant and effective. The follow up audit should also consider any new or changed risks or requirements that may affect the ISMS56.
References:
1: PECB Candidate Handbook - ISO 27001 Lead Auditor, page 25 2: ISO 19011:2018 - Guidelines for auditing management systems, clause 6.7 3: ISO/IEC 27001:2022 - Information technology - Security techniques - Information security management systems - Requirements, clause 6.1.3.e 4: ISO/IEC
27005:2022 - Information technology - Security techniques - Information security risk management, clause
8.3.2 5: PECB Candidate Handbook - ISO 27001 Lead Auditor, page 25 6: ISO 19011:2018 - Guidelines for auditing management systems, clause 6.7
NEW QUESTION # 54
You are an experienced ISMS audit team leader. You are providing an introduction to ISO/IEC 27001:2022 to a class of Quality Management System Auditors who are seeking to retrain to enable them to carry out information security management system audits.
You ask them which of the following characteristics of information does an information security management system seek to preserve?
Which three answers should they provide?
- A. Importance
- B. Completeness
- C. Confidentiality
- D. Clarity
- E. Integrity
- F. Efficiency
- G. Accessibility
- H. Availability
Answer: C,E,H
Explanation:
These three characteristics are the fundamental properties of information security, as defined by the ISO/IEC
27000 standard, which provides the overview and vocabulary of information security, cybersecurity, and privacy protection12. They are also the basis for the information security objectives and controls of the ISO/IEC 27001 standard, which specifies the requirements for establishing, implementing, maintaining, and continually improving an information security management system34. The definitions of these characteristics are as follows12:
*Availability: The property of being accessible and usable upon demand by an authorized entity.
*Confidentiality: The property that information is not made available or disclosed to unauthorized individuals, entities, or processes.
*Integrity: The property of safeguarding the accuracy and completeness of information and processing methods.
The other characteristics listed in the question, such as clarity, accessibility, completeness, importance, and efficiency, are not directly related to information security, although they may be relevant for other aspects of information management, such as quality, usability, or performance.
References: = 1: ISO/IEC 27000:2022 Information technology - Security techniques - Information security, cybersecurity and privacy protection - Overview and vocabulary, clause 32: ISO/IEC 27000:2022 (en), Information security, cybersecurity and privacy protection - Overview and vocabulary13: ISO/IEC
27001:2022 Information technology - Security techniques - Information security management systems - Requirements, clause 6.24: ISO/IEC 27001:2022 (en), Information security, cybersecurity and privacy protection - Information security management systems - Requirements1
NEW QUESTION # 55
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PECB ISO-IEC-27001-Lead-Auditor certification is recognized globally as a benchmark for professionals who want to demonstrate their competence in the field of information security management system auditing. PECB Certified ISO/IEC 27001 Lead Auditor exam certification provides tangible evidence of an individual's expertise and ability to effectively audit and assess the information security management system of an organization, ensuring that it complies with the requirements of the ISO 27001 standard. PECB Certified ISO/IEC 27001 Lead Auditor exam certification is also a valuable asset for professionals looking to advance their careers in the field of information security management, as it demonstrates their commitment to ongoing professional development and their dedication to maintaining the highest standards of excellence in their work.
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